-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UqlrcpWWdtXQYrrkPG7A38yVDOlrq26Avjft+ffffvRTREI00HGdQgFr8nyhCqfL AFYkZbvZhOp4n9YusU/s9g== 0001193125-04-021736.txt : 20040213 0001193125-04-021736.hdr.sgml : 20040213 20040212205051 ACCESSION NUMBER: 0001193125-04-021736 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 GROUP MEMBERS: APV MANAGEMENT CO. II, LLC GROUP MEMBERS: APV MANAGEMENT CO., LLC GROUP MEMBERS: APV TECHNOLOGY PARTNERS U.S., L.P. GROUP MEMBERS: APV TECHNOLOGY PARTNERS, L.P. GROUP MEMBERS: PETER G. BODINE GROUP MEMBERS: SPENCER C. TALL GROUP MEMBERS: WILLIAM J. STEWART GROUP MEMBERS: WPS, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IPASS INC CENTRAL INDEX KEY: 0001053374 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 931214598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79585 FILM NUMBER: 04594079 BUSINESS ADDRESS: STREET 1: 3800 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6502324115 MAIL ADDRESS: STREET 1: 3800 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APV TECHNOLOGY PARTNERS II LP /CA CENTRAL INDEX KEY: 0001053336 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 535 MIDDLEFIELD ROAD SUITE 150 STREET 2: 650-327-7871 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 dsc13g.htm SCHEDULE 13G Prepared by R.R. Donnelley Financial -- SCHEDULE 13G

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

 

 

 

 

iPass, Inc.


(Name of Issuer)

 

 

COMMON STOCK


(Title of Class of Securities)

 

 

46261V108


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 15 Pages

 


CUSIP No. 46261V108

  13G   Page 2 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            APV Technology Partners II, L.P.

            94-3274676

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                2,128,401


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                2,128,401


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,128,401

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            3.5%

   

12.  

Type of Reporting Person*

 

            PN

   

 


CUSIP No. 46261V108

  13G   Page 3 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            APV Technology Partners, L.P.

            94-3233350

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                948,372


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                948,372


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            948,372

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            1.6%

   

12.  

Type of Reporting Person*

 

            PN

   

 


CUSIP No. 46261V108    13G    Page 4 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            APV Technology Partners U.S., L.P.

            94-3238613

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                237,096


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                237,096


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            237,096

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0.4%

   

12.  

Type of Reporting Person*

 

            PN

   

 


CUSIP No. 46261V108    13G    Page 5 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            WPS, L.L.C.

            77-0399961

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                57,033


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                57,033


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            57,033

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0.1%

   

12.  

Type of Reporting Person*

 

            OO

   


CUSIP No. 46261V108    13G    Page 6 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            APV Management Co. II, LLC

            94-3274613

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0%

   

12.  

Type of Reporting Person*

 

            OO

   

 

 


CUSIP No. 46261V108   13G   Page 7 of 15 Pages
         

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            APV Management Co., LLC

            77-0408197

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0%

   

12.  

Type of Reporting Person*

 

            OO

   

 


CUSIP No. 46261V108   13G   Page 8 of 15 Pages
         

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            Peter G. Bodine

            ###-##-####

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                32,500


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                32,500


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            32,500

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0.05%

   

12.  

Type of Reporting Person*

 

            IN

   


CUSIP No. 46261V108   13G   Page 9 of 15 Pages
         

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            William J. Stewart

            ###-##-####

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

0

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0%

   

12.  

Type of Reporting Person*

 

            IN

   

 


CUSIP No.  46261V108   13G   Page 10 of 15 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            Spencer C. Tall

            ###-##-####

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            0%

   

12.  

Type of Reporting Person*

 

            IN

   

 


CUSIP No.  46261V108   13G   Page 11 of 15 Pages

 

Item 1.

 

(a)

  

Name of Issuer:

 

iPass, Inc.

         
   

(b)

  

Address of Issuer’s Principal Executive Offices

 

3800 Bridge Parkway

Redwood Shores, California

         

Item 2.

 

(a)

  

Name of Person Filing:

 

APV Technology Partners II, L.P., APV Technology Partners L.P., APV Technology Partners U.S., L.P., WPS, L.L.C., Mr. Peter G. Bodine

 

APV Mangement Co. II, LLC is the General Partner of APV Technology Partners II, L.P. APV Management Co., LLC is the General Partner of APV Technology Partners, L.P. and APV Technology Partners U.S., L.P. Mr. William J. Stewart, Mr. Peter G. Bodine and Mr. Spencer C. Tall are each Managing Members of APV Management Co. II, LLC., APV Management Co., LLC. and WPS, LLC.

         
   

(b)

  

Address of Principal Business Office or, if none, Residence:

 

2370 Watson Court, Suite 200

Palo Alto, CA 94303

         
   

(c)

  

Citizenship:

 

U.S.A.

         
   

(d)

  

Title of Class of Securities:

 

Common Stock

         
   

(e)

   CUSIP Number:    46261V108          

Item 3.

 

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

    


CUSIP No.  46261V108   13G   Page 12 of 15 Pages

 

Item 4.

   Ownership.          
    

SEE ROWS 5 THROUGH 11 OF COVER PAGES

 

The 32,500 shares beneficially owned by Mr. Peter G. Bodine represent shares underlying options exercisable within 60 days of December 31, 2003.

         

Item 5.

  

Ownership of Five Percent or Less of a Class.

 

Not Applicable.

    

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

         

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not Applicable

Item 8.

  

Identification and Classification of Members of the Group.

 

Not Applicable

         

Item 9.

  

Notice of Dissolution of Group.

 

Not Applicable

         

Item 10.

  

Certification

 

By signing below I certify that, to the best if my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

         

 

 


CUSIP No. 46261V108   13G   Page 13 of 15 Pages

 

 

SIGNATURE

 

After reasonable inquire and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 12, 2004

 

APV Technology Partners II, L.P.

     

APV Technology Partners, L.P.

By:   APV Management Co. II, LLC,       By:   APV Management Co., LLC,
    its General Partner           ts General Partner
By:   Managing Members       By:   Managing Members
    /s/    William J. Stewart                   /s/    William J. Stewart        
   
         
    William J. Stewart           William J. Stewart
    /s/    Peter G. Bodine                    /s/    Peter G. Bodin
   
         
    Peter G. Bodine           Peter G. Bodin
    /s/    Spencer C. Tall                   /s/    Spencer C. Tall        
   
         
    Spencer C. Tall           Spencer C. Tall

 

APV Technology Partners L.P.

     

WPS, LLC

By:   APV Management Co., LLC,       By:   Managing Members
    its General Partner            
By:   Managing Members            
    /s/    William J. Stewart                   /s/    William J. Stewart        
   
         
    William J. Stewart           William J. Stewart
    /s/    Peter G. Bodine                    /s/    Peter G. Bodin
   
         
    Peter G. Bodine           Peter G. Bodin
    /s/    Spencer C. Tall                   /s/    Spencer C. Tall        
   
         
    Spencer C. Tall           Spencer C. Tall


CUSIP No. 46261V108   13G   Page 14 of 15 Pages

 

EXHIBITS

 

Exhibit 1    Joint Filing Agreement, dated February 12, 2004, among the signatories to this Schedule 13G.


CUSIP No. 46261V108   13G   Page 15 of 15 Pages

 

JOINT FILING AGREEMENT

PURSUANT TO RULE 13d-1(f)(1)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument.

 

Dated: February 12, 2004

 

APV Technology Partners II, L.P.

     

APV Technology Partners, L.P.

By:   APV Management Co. II, LLC,       By:   APV Management Co., LLC,
    its General Partner           ts General Partner
By:   Managing Members       By:   Managing Members
    /s/    William J. Stewart                   /s/    William J. Stewart        
   
         
    William J. Stewart           William J. Stewart
    /s/    Peter G. Bodine                    /s/    Peter G. Bodin
   
         
    Peter G. Bodine           Peter G. Bodin
    /s/    Spencer C. Tall                   /s/    Spencer C. Tall        
   
         
    Spencer C. Tall           Spencer C. Tall

 

APV Technology Partners L.P.

     

WPS, LLC

By:   APV Management Co., LLC,       By:   Managing Members
    its General Partner            
By:   Managing Members            
    /s/    William J. Stewart                   /s/    William J. Stewart        
   
         
    William J. Stewart           William J. Stewart
    /s/    Peter G. Bodine                    /s/    Peter G. Bodin
   
         
    Peter G. Bodine           Peter G. Bodin
    /s/    Spencer C. Tall                   /s/    Spencer C. Tall        
   
         
    Spencer C. Tall           Spencer C. Tall
-----END PRIVACY-ENHANCED MESSAGE-----